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prowler/api/src/backend/tasks/tests/test_backfill.py
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from datetime import UTC, datetime
from unittest.mock import MagicMock, patch
from uuid import uuid4
import pytest
from api.models import (
ComplianceOverviewSummary,
Finding,
ProviderComplianceScore,
ResourceScanSummary,
Scan,
ScanCategorySummary,
ScanGroupSummary,
StateChoices,
StatusChoices,
)
from prowler.lib.check.models import Severity
from prowler.lib.outputs.finding import Status
from tasks.jobs.backfill import (
aggregate_scan_category_summaries,
aggregate_scan_resource_group_summaries,
backfill_compliance_summaries,
backfill_provider_compliance_scores,
backfill_resource_scan_summaries,
)
@pytest.fixture(scope="function")
def resource_scan_summary_data(scans_fixture):
scan = scans_fixture[0]
return ResourceScanSummary.objects.create(
tenant_id=scan.tenant_id,
scan_id=scan.id,
resource_id=str(uuid4()),
service="aws",
region="us-east-1",
resource_type="instance",
)
@pytest.fixture(scope="function")
def get_not_completed_scans(aws_provider):
provider_id = aws_provider.id
tenant_id = aws_provider.tenant_id
scan_1 = Scan.objects.create(
tenant_id=tenant_id,
trigger=Scan.TriggerChoices.MANUAL,
state=StateChoices.EXECUTING,
provider_id=provider_id,
)
scan_2 = Scan.objects.create(
tenant_id=tenant_id,
trigger=Scan.TriggerChoices.MANUAL,
state=StateChoices.AVAILABLE,
provider_id=provider_id,
)
return scan_1, scan_2
@pytest.fixture(scope="function")
def findings_with_categories_fixture(scans_fixture, resources_fixture):
scan = scans_fixture[0]
resource = resources_fixture[0]
finding = Finding.objects.create(
tenant_id=scan.tenant_id,
uid="finding_with_categories",
scan=scan,
delta="new",
status=Status.FAIL,
status_extended="test status",
impact=Severity.critical,
impact_extended="test impact",
severity=Severity.critical,
raw_result={"status": Status.FAIL},
check_id="test_check",
check_metadata={"CheckId": "test_check"},
categories=["gen-ai", "security"],
first_seen_at="2024-01-02T00:00:00Z",
)
finding.add_resources([resource])
return finding
@pytest.fixture(scope="function")
def scan_category_summary_fixture(scans_fixture):
scan = scans_fixture[0]
return ScanCategorySummary.objects.create(
tenant_id=scan.tenant_id,
scan=scan,
category="existing-category",
severity=Severity.critical,
total_findings=1,
failed_findings=0,
new_failed_findings=0,
)
@pytest.mark.django_db
class TestBackfillResourceScanSummaries:
def test_already_backfilled(self, resource_scan_summary_data):
tenant_id = resource_scan_summary_data.tenant_id
scan_id = resource_scan_summary_data.scan_id
result = backfill_resource_scan_summaries(tenant_id, scan_id)
assert result == {"status": "already backfilled"}
def test_not_completed_scan(self, get_not_completed_scans):
for scan_instance in get_not_completed_scans:
tenant_id = scan_instance.tenant_id
scan_id = scan_instance.id
result = backfill_resource_scan_summaries(tenant_id, scan_id)
assert result == {"status": "scan is not completed"}
def test_successful_backfill_inserts_one_summary(
self, resources_fixture, findings_fixture
):
tenant_id = findings_fixture[0].tenant_id
scan_id = findings_fixture[0].scan_id
# This scan affects the first two resources
resources = resources_fixture[:2]
result = backfill_resource_scan_summaries(tenant_id, scan_id)
assert result == {"status": "backfilled", "inserted": len(resources)}
# Verify correct values
summaries = ResourceScanSummary.objects.filter(
tenant_id=tenant_id, scan_id=scan_id
)
assert summaries.count() == len(resources)
for resource in resources:
summary = summaries.get(resource_id=resource.id)
assert summary.resource_id == resource.id
assert summary.service == resource.service
assert summary.region == resource.region
assert summary.resource_type == resource.type
def test_no_resources_to_backfill(self, scans_fixture):
scan = scans_fixture[1] # Failed scan with no findings/resources
tenant_id = str(scan.tenant_id)
scan_id = str(scan.id)
result = backfill_resource_scan_summaries(tenant_id, scan_id)
assert result == {"status": "no resources to backfill"}
@pytest.mark.django_db
class TestBackfillComplianceSummaries:
def test_already_backfilled(self, scans_fixture):
scan = scans_fixture[0]
tenant_id = str(scan.tenant_id)
ComplianceOverviewSummary.objects.create(
tenant_id=scan.tenant_id,
scan=scan,
compliance_id="aws_account_security_onboarding_aws",
requirements_passed=1,
requirements_failed=0,
requirements_manual=0,
total_requirements=1,
)
result = backfill_compliance_summaries(tenant_id, str(scan.id))
assert result == {"status": "already backfilled"}
def test_not_completed_scan(self, get_not_completed_scans):
for scan in get_not_completed_scans:
result = backfill_compliance_summaries(str(scan.tenant_id), str(scan.id))
assert result == {"status": "scan is not completed"}
def test_no_compliance_data(self, scans_fixture):
scan = scans_fixture[1] # Failed scan with no compliance rows
result = backfill_compliance_summaries(str(scan.tenant_id), str(scan.id))
assert result == {"status": "no compliance data to backfill"}
def test_backfill_creates_compliance_summaries(
self, tenants_fixture, scans_fixture, compliance_requirements_overviews_fixture
):
# Fixture seeds compliance rows the backfill aggregates over; pytest
# injects it by parameter name, so we reference it explicitly here
# to keep static analysers from flagging it as unused.
del compliance_requirements_overviews_fixture
tenant = tenants_fixture[0]
scan = scans_fixture[0]
result = backfill_compliance_summaries(str(tenant.id), str(scan.id))
expected = {
"aws_account_security_onboarding_aws": {
"requirements_passed": 1,
"requirements_failed": 1,
"requirements_manual": 1,
"total_requirements": 3,
},
"cis_1.4_aws": {
"requirements_passed": 0,
"requirements_failed": 1,
"requirements_manual": 0,
"total_requirements": 1,
},
"mitre_attack_aws": {
"requirements_passed": 0,
"requirements_failed": 1,
"requirements_manual": 0,
"total_requirements": 1,
},
}
assert result == {"status": "backfilled", "inserted": len(expected)}
summaries = ComplianceOverviewSummary.objects.filter(
tenant_id=str(tenant.id), scan_id=str(scan.id)
)
assert summaries.count() == len(expected)
for summary in summaries:
assert summary.compliance_id in expected
expected_counts = expected[summary.compliance_id]
assert summary.requirements_passed == expected_counts["requirements_passed"]
assert summary.requirements_failed == expected_counts["requirements_failed"]
assert summary.requirements_manual == expected_counts["requirements_manual"]
assert summary.total_requirements == expected_counts["total_requirements"]
@pytest.mark.django_db
class TestBackfillScanCategorySummaries:
def test_rerun_with_no_findings_is_noop(self, scan_category_summary_fixture):
"""When the scan has no findings, the backfill is a no-op: it
reports `no categories to backfill` and leaves the table
untouched. The upsert path cannot drop rows it does not produce,
so any pre-existing row survives (matching the scan-completion
writer that used `ignore_conflicts=True`)."""
tenant_id = scan_category_summary_fixture.tenant_id
scan_id = scan_category_summary_fixture.scan_id
result = aggregate_scan_category_summaries(str(tenant_id), str(scan_id))
assert result == {"status": "no categories to backfill"}
assert ScanCategorySummary.objects.filter(
tenant_id=tenant_id, scan_id=scan_id, category="existing-category"
).exists()
def test_rerun_upserts_without_duplicating(self, findings_with_categories_fixture):
"""Calling the backfill twice upserts rather than raising on
`unique_category_severity_per_scan`; rows are updated in place
(same primary keys)."""
finding = findings_with_categories_fixture
tenant_id = str(finding.tenant_id)
scan_id = str(finding.scan_id)
aggregate_scan_category_summaries(tenant_id, scan_id)
first_ids = set(
ScanCategorySummary.objects.filter(
tenant_id=tenant_id, scan_id=scan_id
).values_list("id", flat=True)
)
aggregate_scan_category_summaries(tenant_id, scan_id)
second_ids = set(
ScanCategorySummary.objects.filter(
tenant_id=tenant_id, scan_id=scan_id
).values_list("id", flat=True)
)
assert first_ids == second_ids
assert len(first_ids) == 2 # 2 categories x 1 severity
def test_rerun_reflects_mute_between_runs(self, findings_with_categories_fixture):
"""Muting a finding between two backfill runs must move counters:
`failed_findings` and `new_failed_findings` drop to zero (muted
findings are excluded from those totals). Guards against a
regression where the upsert keeps stale counts from the first run."""
finding = findings_with_categories_fixture
tenant_id = str(finding.tenant_id)
scan_id = str(finding.scan_id)
aggregate_scan_category_summaries(tenant_id, scan_id)
before = list(
ScanCategorySummary.objects.filter(tenant_id=tenant_id, scan_id=scan_id)
)
assert all(s.failed_findings == 1 for s in before)
assert all(s.new_failed_findings == 1 for s in before)
assert all(s.total_findings == 1 for s in before)
Finding.all_objects.filter(pk=finding.pk).update(muted=True)
aggregate_scan_category_summaries(tenant_id, scan_id)
after = list(
ScanCategorySummary.objects.filter(tenant_id=tenant_id, scan_id=scan_id)
)
assert {s.id for s in after} == {s.id for s in before}
assert all(s.failed_findings == 0 for s in after)
assert all(s.new_failed_findings == 0 for s in after)
assert all(s.total_findings == 0 for s in after)
def test_not_completed_scan(self, get_not_completed_scans):
for scan in get_not_completed_scans:
result = aggregate_scan_category_summaries(
str(scan.tenant_id), str(scan.id)
)
assert result == {"status": "scan is not completed"}
def test_no_categories_to_backfill(self, scans_fixture):
scan = scans_fixture[1] # Failed scan with no findings
result = aggregate_scan_category_summaries(str(scan.tenant_id), str(scan.id))
assert result == {"status": "no categories to backfill"}
def test_successful_backfill(self, findings_with_categories_fixture):
finding = findings_with_categories_fixture
tenant_id = str(finding.tenant_id)
scan_id = str(finding.scan_id)
result = aggregate_scan_category_summaries(tenant_id, scan_id)
# 2 categories × 1 severity = 2 rows
assert result == {"status": "backfilled", "categories_count": 2}
summaries = ScanCategorySummary.objects.filter(
tenant_id=tenant_id, scan_id=scan_id
)
assert summaries.count() == 2
categories = set(summaries.values_list("category", flat=True))
assert categories == {"gen-ai", "security"}
for summary in summaries:
assert summary.severity == Severity.critical
assert summary.total_findings == 1
assert summary.failed_findings == 1
assert summary.new_failed_findings == 1
@pytest.fixture(scope="function")
def findings_with_group_fixture(scans_fixture, resources_fixture):
scan = scans_fixture[0]
resource = resources_fixture[0]
finding = Finding.objects.create(
tenant_id=scan.tenant_id,
uid="finding_with_group",
scan=scan,
delta="new",
status=Status.FAIL,
status_extended="test status",
impact=Severity.high,
impact_extended="test impact",
severity=Severity.high,
raw_result={"status": Status.FAIL},
check_id="test_check",
check_metadata={"CheckId": "test_check"},
resource_groups="ai_ml",
first_seen_at="2024-01-02T00:00:00Z",
)
finding.add_resources([resource])
return finding
@pytest.fixture(scope="function")
def scan_resource_group_summary_fixture(scans_fixture):
scan = scans_fixture[0]
return ScanGroupSummary.objects.create(
tenant_id=scan.tenant_id,
scan=scan,
resource_group="existing-group",
severity=Severity.high,
total_findings=1,
failed_findings=0,
new_failed_findings=0,
resources_count=1,
)
@pytest.mark.django_db
class TestBackfillScanGroupSummaries:
def test_rerun_with_no_findings_is_noop(self, scan_resource_group_summary_fixture):
"""When the scan has no findings, the backfill is a no-op: it
reports `no resource groups to backfill` and leaves the table
untouched. The upsert path cannot drop rows it does not produce,
so any pre-existing row survives (matching the scan-completion
writer that used `ignore_conflicts=True`)."""
tenant_id = scan_resource_group_summary_fixture.tenant_id
scan_id = scan_resource_group_summary_fixture.scan_id
result = aggregate_scan_resource_group_summaries(str(tenant_id), str(scan_id))
assert result == {"status": "no resource groups to backfill"}
assert ScanGroupSummary.objects.filter(
tenant_id=tenant_id, scan_id=scan_id, resource_group="existing-group"
).exists()
def test_rerun_upserts_without_duplicating(self, findings_with_group_fixture):
"""Calling the backfill twice upserts rather than raising on
`unique_resource_group_severity_per_scan`; rows are updated in
place (same primary keys)."""
finding = findings_with_group_fixture
tenant_id = str(finding.tenant_id)
scan_id = str(finding.scan_id)
aggregate_scan_resource_group_summaries(tenant_id, scan_id)
first_ids = set(
ScanGroupSummary.objects.filter(
tenant_id=tenant_id, scan_id=scan_id
).values_list("id", flat=True)
)
aggregate_scan_resource_group_summaries(tenant_id, scan_id)
second_ids = set(
ScanGroupSummary.objects.filter(
tenant_id=tenant_id, scan_id=scan_id
).values_list("id", flat=True)
)
assert first_ids == second_ids
assert len(first_ids) == 1 # 1 resource group x 1 severity
def test_rerun_reflects_mute_between_runs(self, findings_with_group_fixture):
"""Muting a finding between two backfill runs must move counters:
`failed_findings` and `new_failed_findings` drop to zero (muted
findings are excluded from those totals). Guards against a
regression where the upsert keeps stale counts from the first run."""
finding = findings_with_group_fixture
tenant_id = str(finding.tenant_id)
scan_id = str(finding.scan_id)
aggregate_scan_resource_group_summaries(tenant_id, scan_id)
before = list(
ScanGroupSummary.objects.filter(tenant_id=tenant_id, scan_id=scan_id)
)
assert len(before) == 1
assert before[0].failed_findings == 1
assert before[0].new_failed_findings == 1
assert before[0].total_findings == 1
Finding.all_objects.filter(pk=finding.pk).update(muted=True)
aggregate_scan_resource_group_summaries(tenant_id, scan_id)
after = list(
ScanGroupSummary.objects.filter(tenant_id=tenant_id, scan_id=scan_id)
)
assert {s.id for s in after} == {s.id for s in before}
assert after[0].failed_findings == 0
assert after[0].new_failed_findings == 0
assert after[0].total_findings == 0
def test_not_completed_scan(self, get_not_completed_scans):
for scan in get_not_completed_scans:
result = aggregate_scan_resource_group_summaries(
str(scan.tenant_id), str(scan.id)
)
assert result == {"status": "scan is not completed"}
def test_no_resource_groups_to_backfill(self, scans_fixture):
scan = scans_fixture[1] # Failed scan with no findings
result = aggregate_scan_resource_group_summaries(
str(scan.tenant_id), str(scan.id)
)
assert result == {"status": "no resource groups to backfill"}
def test_successful_backfill(self, findings_with_group_fixture):
finding = findings_with_group_fixture
tenant_id = str(finding.tenant_id)
scan_id = str(finding.scan_id)
result = aggregate_scan_resource_group_summaries(tenant_id, scan_id)
# 1 resource group × 1 severity = 1 row
assert result == {"status": "backfilled", "resource_groups_count": 1}
summaries = ScanGroupSummary.objects.filter(
tenant_id=tenant_id, scan_id=scan_id
)
assert summaries.count() == 1
summary = summaries.first()
assert summary.resource_group == "ai_ml"
assert summary.severity == Severity.high
assert summary.total_findings == 1
assert summary.failed_findings == 1
assert summary.new_failed_findings == 1
assert summary.resources_count == 1
@pytest.mark.django_db
class TestBackfillProviderComplianceScores:
def test_no_completed_scans(self, tenants_fixture):
tenant = tenants_fixture[2]
result = backfill_provider_compliance_scores(str(tenant.id))
assert result == {"status": "no completed scans"}
def test_no_scans_to_process(self, tenants_fixture, scans_fixture):
tenant = tenants_fixture[0]
scan1, scan2, _ = scans_fixture
ProviderComplianceScore.objects.create(
tenant_id=tenant.id,
scan=scan1,
provider=scan1.provider,
compliance_id="aws_cis_1.0",
requirement_id="1.1",
requirement_status=StatusChoices.PASS,
scan_completed_at=scan1.completed_at,
)
ProviderComplianceScore.objects.create(
tenant_id=tenant.id,
scan=scan2,
provider=scan2.provider,
compliance_id="aws_cis_1.0",
requirement_id="1.1",
requirement_status=StatusChoices.PASS,
scan_completed_at=scan2.completed_at,
)
result = backfill_provider_compliance_scores(str(tenant.id))
assert result == {"status": "no scans to process"}
@patch("tasks.jobs.backfill.psycopg_connection")
def test_successful_backfill_executes_sql_queries(
self,
mock_psycopg_connection,
tenants_fixture,
scans_fixture,
settings,
):
"""Test successful backfill executes SQL queries and returns correct stats."""
settings.DATABASES.setdefault("admin", settings.DATABASES["default"])
tenant = tenants_fixture[0]
scan = scans_fixture[0]
scan2 = scans_fixture[1]
# Set completed_at to make the scan eligible for backfill
scan.completed_at = datetime.now(UTC)
scan.save()
scan2.state = StateChoices.AVAILABLE
scan2.completed_at = None
scan2.save()
connection = MagicMock()
cursor = MagicMock()
cursor_context = MagicMock()
cursor_context.__enter__.return_value = cursor
cursor_context.__exit__.return_value = False
connection.cursor.return_value = cursor_context
connection.__enter__.return_value = connection
connection.__exit__.return_value = False
connection.autocommit = True
context_manager = MagicMock()
context_manager.__enter__.return_value = connection
context_manager.__exit__.return_value = False
mock_psycopg_connection.return_value = context_manager
cursor.rowcount = 5
result = backfill_provider_compliance_scores(str(tenant.id))
assert result["status"] == "backfilled"
assert result["providers_processed"] == 1
assert result["providers_skipped"] == 0
assert result["total_upserted"] == 5
assert result["tenant_summary_count"] == 5